Sales of general insurance

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Sales of general insurance guidance:

This Practice Note provides an introduction to some of the regulatory responsibilities and contractual requirements that firms authorised by the Financial Conduct...

Practice Note

This Practice Note discusses the main Financial Conduct Authority (FCA) provisions applying to appointed representatives (ARs) that carry out regulated activities on...

Practice Note

This Practice Note explains the rules for the cancellation of client agreements. The rules, which are contained in chapter 15 of the Financial Conduct Authority's (FCA)...

Practice Note

This Practice Note explains the contractual requirements as between a firm—referred to as a principal—and its appointed representative (AR) under Chapter 12 of the...

Practice Note

Insurers must negotiate a patchwork system of financial and trade sanctions. In the UK, the primary responsibility for administering the sanctions framework is taken by...

Practice Note

Introduction to the FCA’s requirements on information about firms, adviser charging and consultancy charging This Practice Note considers the regulatory framework and...

Practice Note

Implementation of the Insurance: Conduct of Business Sourcebook (ICOBS) On 6 January 2008, the Financial Conduct Authority's (FCA) predecessor, the Financial Services...

Practice Note

Implementation of the Insurance: Conduct of Business Sourcebook (ICOBS) On 6 January 2008, the Financial Conduct Authority's (FCA) predecessor, the Financial Services...

Practice Note

Implementation of the Insurance: Conduct of Business Sourcebook (ICOBS) On 6 January 2008, the Financial Conduct Authority's (FCA) predecessor, the Financial Services...

Practice Note

The Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of business by a regulated firm relevant to insurers:...

Practice Note

BREXIT: The UK is leaving the EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...

Practice Note

This Practice Note contains an outline of the rules that apply when multiple principals engage the services of appointed representatives (ARs). It introduces: • the...

Practice Note

Background The regulatory requirements applicable to the distribution of financial products by financial services providers and intermediaries in the retail markets...

Practice Note

What is Treating Customers Fairly? Treating Customers Fairly (TCF) is a fundamental principle underpinning the Financial Conduct Authority’s (FCA) regulatory regime. It...

Practice Note