US regulatory issues—debt capital markets

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This Practice Note considers the main terms included in standard form shipbuilding contracts. In particular, it looks at:•standard forms of the...
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What is a borrowing base facility?Borrowing base facilities ('BB Facilities') are a type of trade finance. They are working capital credit facilities...
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The majority of secondary debt trades are conducted by telephone or by email. Following the trade call or email exchange, the parties will document...
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9th Nov
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A 10b-5 letter (also referred to as a 'disclosure letter') is a letter delivered to the underwriters by issuer's and underwriters' counsel in...
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Produced in partnership with Charles Farnsworth of Baker McKenzie and Adam Farlow of Baker McKenzie 12th Jan
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Novation is a means by which a lender can transfer its interest in a loan to another lender.This Practice Note looks at what is meant by novation...
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Assignment is a means by which a lender can transfer its interest in a loan to another lender.For an overview of the reasons why a lender might...
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9th Nov
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Assignments by way of security can take different forms and it is important to understand how they are created and their effect. Security over choses...
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9th Nov
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This Practice Note covers the typical structure of facility agreements and the key terms and provisions that will be included. It examines the process...
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9th Nov
Practice notes
BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be...
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Practice notes
BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be...
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Practice notes
The vast majority of derivative transactions are documented by standard documentation developed and published by the International Swaps and...
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Practice notes
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Practice notes
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Practice notes
This Practice Note discusses Term Loan B (TLB) facilities which frequently appear as a tranche of senior facilities in syndicated loans in leveraged...
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Produced in partnership with Carlo de Vito Piscicelli of Cleary Gottlieb Steen & Hamilton 12th Jan

Most recent US regulatory issues—debt capital markets content

Practice notes
USA—Introduction to state securities (blue sky) lawsState securities regulatorsApart from the Securities and Exchange Commission (SEC), which is an...
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15th May
Practice notes
USA—Understanding the registration and reporting requirements for foreign private issuersCertain foreign companies that issue securities, or desire a...
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Produced in partnership with Jonathan Guest of McCarter & English LLP 15th May
Practice notes
USA—The US regulatorsSecurities and Exchange Commission (SEC)What is the SEC?The SEC was created under the Securities and Exchange Act of 1934. This...
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15th May
Practice notes
Dodd-Frank tracker—key legislation for Financial Services [Archived]STOP PRESS: The Financial Choice Act, which was passed in US House of...
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15th May
Practice notes
Dodd-Frank Act—overview for non-US lawyers—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Dwight Smith of Covington & Burling LLP 15th May
Practice notes
USA—financial services regulation essentialsIntroduction to US financial services regulationThe financial services industry in the US is heavily...
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15th May
Practice notes
Parties involved in a Rule 144A/Regulation S debt offeringThis Practice Note discusses the parties in a Rule 144A (17 CFR 230.144A)/Regulation S debt...
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Produced in partnership with Lloyd Harmetz of Morrison & Foerster LLP 15th May
Practice notes
US regulation of debt capital markets—one minute guideIntroductionThe US provisions which are most relevant to international issues of debt securities...
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15th May
Practice notes
Due diligence in a Rule 144A/Regulation S offeringRule 144A (17 CFR 230.144A) securities are purchased only by qualified institutional buyers (QIBs),...
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Produced in partnership with Lloyd Harmetz of Morrison & Foerster LLP 15th May
Practice notes
Offering memorandum drafting for a Rule 144A/Regulation S securities offeringIn an offering under Rule 144A (17 CFR 230.144A) or Regulation S...
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Produced in partnership with Lloyd Harmetz of Morrison & Foerster LLP 15th May
Practice notes
Debt securities—10b-5 lettersA 10b-5 letter (also referred to as a 'disclosure letter') is a letter delivered to the underwriters by issuer's and...
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Produced in partnership with Charles Farnsworth of Baker McKenzie and Adam Farlow of Baker McKenzie 15th May
Practice notes
Rule 144A and Regulation S requirementsThis Practice Note provides an overview of Rule 144A and REgulation S under the Securities Act of 1933, as...
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Produced in partnership with Lloyd Harmetz of Morrison & Foerster LLP 15th May

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