Listing debt securities

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The Law Commission’s recommendations for updating for the Land Registration Act 2002—thoughts on the government response

The following Banking & Finance news provides comprehensive and up to date legal information on The Law Commission’s recommendations for updating for the Land Registration Act 2002—thoughts on the government response

FCA looks to challenge Amigo Loans’ restructuring plan

The following Banking & Finance news provides comprehensive and up to date legal information on FCA looks to challenge Amigo Loans’ restructuring plan

Banking and Finance weekly highlights—13 May 2021

The following Banking & Finance news provides comprehensive and up to date legal information on Banking and Finance weekly highlights—13 May 2021

SEC brought 75 crypto-related actions in 7.5 years

The following Banking & Finance news provides comprehensive and up to date legal information on SEC brought 75 crypto-related actions in 7.5 years

Featured Banking & Finance content

Taking security over uncertificated shares held in CREST

Shares are commonly offered as security for a loan in commercial lending transactions.Practice Note: Taking security over shares explains how to take...

Commodity repo transactions and true sale considerations

Commodity repurchases (repos) are a common alternative method of financing. There are a number of advantages for both the financier and a commercial...

Guide to completing the ISDA Schedule

Coronavirus (COVID-19): This Practice Note contains information on subjects potentially impacted by the government and regulators' responses to the...

Director’s certificate for a bilateral loan: borrower

[insert date]To:[insert full name and address of lender]Dear [insert full name of lender]I am a director of [insert full name of borrower] (the...

Practice notes

Drafting or reviewing legal opinions in loan transactions

Legal opinions are one of the key documentary conditions precedent in loan transactions. The legal opinion is a letter which sets out opinions as to...

9th Nov

Practice notes

Transferring a loan by novation

Novation is a means by which a lender can transfer its interest in a loan to another lender.This Practice Note looks at what is meant by novation...

9th Nov

In-house

Practice notes

Transferring a loan by sub-participation

Sub-participation is a means by which a lender can transfer its risk in a loan to another lender. For an overview of the reasons why a lender might...

9th Nov

Practice notes

Hot topics for Banking & Finance lawyers

This Practice Note lists hot topics (with links to the appropriate materials) that may be of interest to Banking & Finance lawyers. It is updated...

9th Nov

Practice notes

Increased costs

This Practice Note considers the costs that a lender operating in the interbank market will incur when providing funding to a borrower and the steps...

9th Nov

Practice notes

Subordination

Subordination is a way of changing the priority of claims against a debtor so that one creditor or group of creditors (the junior creditor(s)) agree...

9th Nov

Practice notes

Assignments by way of security

Assignments by way of security can take different forms and it is important to understand how they are created and their effect. Security over choses...

9th Nov

In-house

Practice notes

Acquisition finance—ancillary facilities

On an acquisition finance transaction, the borrowing group, in addition to the debt (whether loans or bonds) required to fund the transaction, will...

9th Nov

Practice notes

Overdrafts, term loans and revolving credit facilities

This Practice Note explains the features of three common types of loan facility:•overdrafts•term loans, and•revolving credit facilities (RCFs)It also...

9th Nov

In-house

Practice notes

Direct agreements in project finance transactions

What is a direct agreement?Direct agreements are very common in project finance transactions. A direct agreement is an agreement which gives the...

9th Nov

Sustainable Business Toolkit

Practice notes

Role of a bond trustee

BREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation period during which it continues to be...

9th Nov

Practice notes

Loan Market Association (LMA) leveraged documentation

Development of the Loan Market Association (LMA) documentationThe project to develop the LMA investment grade documents began in 1998 as a response to...

9th Nov

Practice notes

Incremental debt flexibility or accordion features

What are incremental facilities?An incremental facility is feature included in a credit agreement where, subject to meeting certain pre-agreed...

Produced in partnership with Osborne Clarke 12th Jan

Practice notes

Intercreditor agreement—key provisions

This Practice Note provides an introduction to intercreditor agreements and their key provisions. This Practice Note:•explains the purpose of having...

9th Nov

Practice notes

Term Loan B facilities

This Practice Note discusses Term Loan B (TLB) facilities which frequently appear as a tranche of senior facilities in syndicated loans in leveraged...

Produced in partnership with Carlo de Vito Piscicelli of Cleary Gottlieb Steen & Hamilton 12th Jan

Practice notes

Negative pledges

This Practice Note examines:•why negative pledge clauses are used in commercial transactions •the consequences of breaching negative pledge...

9th Nov

In-house

Most recent Listing debt securities content

Practice notes

Requirements for listing on the Official List of the Financial Conduct Authority

Requirements for listing on the Official List of the Financial Conduct AuthorityThis Practice Notice focuses on the two segments of the UK listing...

15th May

Practice notes

Listing global depositary receipts (GDRs)

Listing global depositary receipts (GDRs)This Practice Note relates to the admission of global depositary receipts (GDRs) to listing on the Official...

15th May

Practice notes

Stabilisation—from 3 July 2016 (Market Abuse Regulation)

Stabilisation—from 3 July 2016 (Market Abuse Regulation)This Practice Note considers the nature and purpose of stabilisation, the process of...

15th May

Practice notes

Suspension and cancellation of listing and trading

Suspension and cancellation of listing and tradingThe Financial Conduct Authority (FCA) has the power, in accordance with the Listing Rules (LRs), to...

15th May

Practice notes

Policing and enforcement of the UK Listing Regime

Policing and enforcement of the UK Listing RegimeThis Practice Note focuses on the policing and enforcement of the UK Listing Regime by the FCA. It...

15th May

Practice notes

The Prospectus Regulation—essentials

The Prospectus Regulation—essentialsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...

15th May

Practice notes

Listing debt securities in London

Listing debt securities in LondonIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period...

15th May

Practice notes

Prospectus Regulation roadmap

Prospectus Regulation roadmapIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered...

15th May

Practice notes

Listing debt securities on the New York Stock Exchange

Listing debt securities on the New York Stock ExchangeThe New York Stock Exchange (the NYSE or the 'Exchange') is the largest stock exchange in the...

Produced in partnership with Ranajoy Basu, Erika Kolb and Liz Taraila of Reed Smith 15th May

Practice notes

Listing debt securities on Euronext Dublin

Listing debt securities on Euronext DublinBREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an implementation...

Produced in partnership with Helen Berrill and Daniel O'Meara of Arthur Cox Listing Services 15th May

Practice notes

Listing debt securities on the Luxembourg Stock Exchange

Listing debt securities on the Luxembourg Stock ExchangeBREXIT: As of 31 January 2020, the UK is no longer an EU Member State, but has entered an...

Produced in partnership with NautaDutilh 15th May

Practice notes

Listing debt securities on the official list of The International Stock Exchange

Listing debt securities on the official list of The International Stock ExchangeThe process for obtaining a grant of listing of debt securities issued...

Produced in partnership with Simon Marks, Matthew Ecobichon and Bryony Bird of Carey Olsen Jersey LLP 15th May

Practice notes

Debt securities market infrastructure—introduction

Debt securities market infrastructure—introductionIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...

15th May

Practice notes

The Prospectus Regulation—approval of prospectuses and single passport

The Prospectus Regulation—approval of prospectuses and single passportIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...

15th May

Practice notes

Prospectus Regulation and Prospectus Directive comparison and analysis

Prospectus Regulation and Prospectus Directive comparison and analysisIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...

15th May

Practice notes