Ethics and regulation

Ethics in international arbitration

This Practice Note considers the various ethical standards that may apply in an arbitration and the impact of those differing standards on various stages of the arbitration such as witness preparation, disclosure and communications between the parties and the arbitrators. The note also covers the arbitrator’s role in ethical decisions and the impact of the IBA Guidelines on Party Representation in International Arbitration. See Practice Note: Ethical standards in international arbitration—an introduction.

Core procedural standards in arbitration

This Practice Note covers core procedural standards that govern international arbitration. It includes a discussion of the law of the seat, applicable institutional rules and other relevant standards such as professional obligations. See Practice Note: .

Conflicts of interest in arbitration—applicable principles

This Practice Note discusses general principles and guidance applicable to arbitrators and parties when assessing and dealing with conflicts of interest in arbitration. It considers: what the general principle of fairness and impartiality is, how an arbitrator’s independence is assessed, the guidance available for assessing and dealing with potential conflicts of interest. This Practice Note was written in partnership

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Drawing the line—court review of arbitral institutions’ administrative decisions in Brazil (Vale v B3 & others)

Arbitration analysis: Reversing a first-instance judgment that had dismissed the claim for lack of jurisdiction and legal standing, the São Paulo Court of Appeals held that Brazilian courts may review administrative decisions rendered by arbitral institutions prior to the constitution of the arbitral tribunal. The dispute concerned a decision by the President of the Market Arbitration Chamber (CAM) applying Article 3.6 of its Rules to appoint all three arbitrators and to disregard respondent Vale S.A.’s prior appointment of a co-arbitrator. The court held that the provision presupposes both a plurality of parties and an actual ‘absence of consensus’, which was not present in the case at hand, as the multiparty claimants acted jointly and with convergent interests up to that stage of the proceedings. It further held that the statutory right of each party to appoint a co-arbitrator under the Brazilian Arbitration Act cannot be displaced by institutional discretion in such circumstances. The decision reinforces the judicial control over institutional acts that affect fundamental procedural rights in arbitration and clarifies the São Paulo Court of Appeal’s stance on the distinction between jurisdictional and administrative acts in arbitration. Written by Renato Stephan Grion, partner at Pinheiro Neto Advogados, and Thiago Del Pozzo Zanelato, senior associate at Pinheiro Neto Advogados.

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