Evidence

The role of documentary evidence in arbitration

This Practice Note explains the importance of evidence in arbitration and highlights how it is treated differently compared with court litigation. It provides practical tips about introducing documentary evidence into arbitration proceedings, how a tribunal may apply rules of evidence and how to deal with evidence in the hands of third parties to the arbitration.

See Practice Note: The role of documentary evidence in arbitration.

Disputes over documentary evidence in arbitration

This Practice Note covers how the parties, the tribunal and the court (under section 43 of the Arbitration Act 1996 (AA 1996) for English-seated arbitrations) may be involved in the resolution of disputes over documentary evidence in arbitration. It includes discussion of the guidance set out in the International Bar Association Rules on the Taking of Evidence in International Arbitration (IBA Rules). It also covers the consequences of a party's failure to comply with an order to produce issued by the tribunal. In resolving a dispute over evidence, parties often make use of a Redfern Schedule (see Precedent below).

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Drawing the line—court review of arbitral institutions’ administrative decisions in Brazil (Vale v B3 & others)

Arbitration analysis: Reversing a first-instance judgment that had dismissed the claim for lack of jurisdiction and legal standing, the São Paulo Court of Appeals held that Brazilian courts may review administrative decisions rendered by arbitral institutions prior to the constitution of the arbitral tribunal. The dispute concerned a decision by the President of the Market Arbitration Chamber (CAM) applying Article 3.6 of its Rules to appoint all three arbitrators and to disregard respondent Vale S.A.’s prior appointment of a co-arbitrator. The court held that the provision presupposes both a plurality of parties and an actual ‘absence of consensus’, which was not present in the case at hand, as the multiparty claimants acted jointly and with convergent interests up to that stage of the proceedings. It further held that the statutory right of each party to appoint a co-arbitrator under the Brazilian Arbitration Act cannot be displaced by institutional discretion in such circumstances. The decision reinforces the judicial control over institutional acts that affect fundamental procedural rights in arbitration and clarifies the São Paulo Court of Appeal’s stance on the distinction between jurisdictional and administrative acts in arbitration. Written by Renato Stephan Grion, partner at Pinheiro Neto Advogados, and Thiago Del Pozzo Zanelato, senior associate at Pinheiro Neto Advogados.

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