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FCA fines firm and individual for gifts and entertainment breaches

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Published on: 16 December 2021
Published by LNB News

LNB News 16/12/2021

Document Information

Issue Date: 16 December 2021

Published Date: 16 December 2021

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The Financial Conduct Authority (FCA) has fined GAM International Management Limited (GIML) £9.1m and Timothy Haywood £230,037 for conflicts of interest and gifts and entertainment matters. Warning notice statements published by the FCA outline the basis of its case against both parties.

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Jurisdiction(s):
England, Northern Ireland, Scotland and Wales

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