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ESMA publishes 2021 data on use of penalties under AIFMD and the UCITS Directive

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Published on: 12 July 2022
Published by LNB News

LNB News 12/07/2022

Document Information

Issue Date: 12 July 2022

Published Date: 12 July 2022

Jurisdiction(s): European Union

Article summary

The European Securities and Markets Authority (ESMA) has published reports on the penalties and measures imposed under the Alternative Investment Fund Managers Directive (AIFMD) and under the Undertakings for the Collective Investment in Transferable Securities (UCITS) Directive in 2021. The reports set out data on the use of penalties by national competent authorities (NCAs).

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Jurisdiction(s):
European Union

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