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PRECEDENTS
Venture Capital Reliefs Team [insert date of letter] HM Revenue and Customs [insert email address of sender] BX9 1QL [insert phone number of sender] Our ref: [insert reference number of company/sender] Your ref: [insert reference number of HMRC if there has been previous correspondence or otherwise leave blank] [Dear Sirs OR [insert name of HMRC inspector]] [insert name of company] ( Company )—enterprise management incentives (EMI) scheme advance assurance application 1 Purpose
PRECEDENTS
[Insert addressee details] Dear [insert name] [It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of yours]. As we are considering [insert name of prospective employee] for the position of [insert role as appropriate] we must seek a regulatory reference in accordance with the regulations of the [ Financial Conduct Authority OR Prudential Regulation Authority] and are required to request the following information: OR Further to your recent request for a regulatory reference, it is company policy to confine regulatory references to the following information:] Part One: Form of Template Guide to using this template: Each question must be answered. Where there is nothing to disclose, this should be confirmed by ticking the ‘No’ box for the relevant question. In this template: • ‘we’/‘our firm’ refers to the firm or firms giving the reference (as set out in either 1A or 1B below); • ‘individual’ refers to the subject of the reference (as set out in 2 below) • ‘your’
PRECEDENTS
In the Family Court sitting at [Court name] Case No: [Case number] ORDER Before [name of judge] in private on [date] at a [type of hearing]. 1 The following directions shall apply to the instruction of [name of expert]: (a) The lead for the instruction
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You must stress to your client the
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their bespoke replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You must stress
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their bespoke replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be utilised without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their bespoke replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their bespoke replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You must stress to your client
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their bespoke replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You must stress to your client
PRECEDENTS
WARNING These template replies to enquiries are intended only as a framework and starting point to assist the Seller in building their replies to enquiries. They are not a recommended, comprehensive or conclusive list and should not be used without careful consideration and bespoke amendment to suit the particular transaction. The replies given to enquiries before contract are representations made by the seller to the buyer and the buyer is entitled to rely on them in deciding whether or not to proceed with the transaction. It is imperative that they are correctly tailored to the specific matter and do not include any false or flippant statements. They should also not contain any generic statements, such as ‘Not to the Seller’s knowledge’, unless the Seller has made an effort to discover a more comprehensive answer to the enquiry. Such a response contains within it an implication that the Seller has itself made reasonable enquiries relation to the enquiry in question. You must stress to your client
PRACTICE NOTES
This Practice Note explains Temporary Event Notices (TENs) permitted under the Licensing Act 2003 (LA 2003) authorising an applicant to arrange a limited number of events in a calender year which would otherwise have required a premises licence. It explains the restrictions in the frequency of grant dependant on whether the applicant also holds a personal licence, the standard and late application processes. It explains who can object to the application, together with the factors that a licensing authority may take into consideration before issuing a counter notice. What is a Temporary Event Notice (TEN)? Consistent with the progressive deregulation of the licensing regime, no actual permission is required by LA 2003 to carry out a licensable activity on a temporary basis. An applicant must give notice of his intentions to operate a licensable activity, temporarily to the relevant licensing authority (LA 2003, s 99). The notice given is referred to as a TEN (LA 2003, s 100). The licensable activity is considered to be ‘permitted temporary activity’ by virtue of LA 2003, Pt 5 and the licensing
NEWS
Ireland-Banking & Financial Services analysis: This article was written by A&L Goodbody’s Financial Regulation Advisory Team. It examines the European Commission's delegated regulation introducing temporary amendments to the Fundamental Review of the Trading Book (FRTB) framework under Regulation (EU) 2024/1623 (the Capital Requirements Regulation (CRR 3)). It outlines the targeted relief measures for market risk capital requirements, the rationale for the temporary amendments, their practical implications for credit institutions' capital planning and FRTB implementation, and the next steps before the delegated regulation is expected to apply from January 2027.