Time and responsibility schedule for a US initial public offering As of [_____________, 20__] [COMPANY NAME] Abbreviations C: Company UW: Lead Underwriter CO: Co-Underwriter CC: Company's Counsel UC: Underwriter's Counsel A: Auditor P: Printer IV: Investor Relations Firm CUSIP: Committee on Uniform Securities Identification Procedures EDGAR: Electronic Data Gathering, Analysis and Retrieval System SEC: US Securities and Exchange Commission IPO: Initial Public Offering CIK: Central Index Key FINRA: Financial Industry Regulatory Authority FWP: Free Writing Prospectuses MD&A: Management’s Discussion and Analysis of Financial Condition and Results of Operations DETAILED TIME SCHEDULE AND ASSIGNMENT OF TASKS PRE-FILING PERIOD (weeks 1–6) Document/action needed Responsible party Status/completion date 1. Select managing underwriter(s) C 2. Select counsel C 3. Draft and circulate the due diligence request list and officers’ and directors’ questionnaires CC, UC 4. Hold an organisational meeting, at which the following matters should be discussed: C, UW, CO, A, UC, CC (a) Timetable (b) Size of offering (c) Assignment of responsibilities for tasks (d) Listing on securities exchange C, UW, CO (e) Discussion of financial statements required and of any special accounting issues to be addressed C, UW, CO, A, UC, CC (f) Recapitalisation of the Company