[[(1) Each regulator may make rules enabling that regulator to require authorised persons [or recognised investment exchanges carrying on a regulated activity relating to a trading facility] to—
(a) provide information to the scheme manager on the request of that regulator or the scheme manager; or
(b) provide information to that regulator, which may then be made available to the scheme manager by that regulator.]
(2) A requirement may be imposed only if the [regulator] thinks the information is of a kind that may be of use to the scheme manager in connection with functions in respect of the scheme.
(3) A requirement under this section may apply—
(a) to authorised persons generally or only to specified persons or classes of person;
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You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine present a low risk of money laundering or terrorist financing, having taken into account:•your organisation-wide risk assessment—see Practice Note:
Coronavirus (COVID-19): The guidance detailing normal practice set out in this Practice Note may be affected by measures concerning process and procedure in the civil courts that have been introduced as a result of the coronavirus (COVID-19) pandemic. For guidance, see Practice Note: Coronavirus
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