How to use this Checklist This Checklist provides a structured framework for implementing AI governance within a professional services business. Implementing effective AI governance requires a highly specific approach, tailored to the relevant business. It will vary according to the type of business, its attitude to risk, level of resource, and the nature and maturity of its existing governance framework. However this Checklist is designed to provide an overview of the aspects to consider, in order to help firms adopt AI responsibly, and while protecting client trust, complying with regulatory obligations, and maintaining professional standards. Although framed for professional services generally, references in this Checklist to particular professional duties should be adapted to the relevant profession and applicable regulatory framework. The framework should operate as a continuous lifecycle—identifying and assessing AI use cases, approving and recording them, deploying them with appropriate controls, monitoring them and reassessing them where relevant changes, incidents or other review triggers arise. For further reading, see also: • Practice Notes: ◦ Artificial intelligence and machine learning—an introduction to the technology ◦ The AI project lifecycle—a