Getting the Deal Through: Risk & Compliance Management 2022

The following In-house Advisor practice note provides comprehensive and up to date legal information covering:

  • Getting the Deal Through: Risk & Compliance Management 2022
  • Jurisdictions covered
  • Questions

Getting the Deal Through: Risk & Compliance Management 2022

Jurisdictions covered

The following jurisdictions are covered in this report:

China; France; Germany; Japan; Switzerland; Ukraine; USA

Questions

The set of questions relating to the topic of Risk & Compliance Management and answered by the guide for each jurisdiction covered include:

  1. What legal role does corporate risk and compliance management play in your jurisdiction?

  2. Which laws and regulations specifically address corporate risk and compliance management?

  3. Which are the primary types of undertakings targeted by the rules related to risk and compliance management?

  4. Identify the principal regulatory and enforcement bodies with responsibility for corporate compliance. What are their main powers?

  5. Are ‘risk management’ and ‘compliance management’ defined by laws and regulations?

  6. Are risk and compliance management processes set out in laws and regulations?

  7. Give details of the main standards and guidelines regarding risk and

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