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NEWS
This week's edition of Financial Services weekly highlights includes: FCA’s new Enforcement Guide; Council of the EU’s approval of regulation amending CRR as regards requirements for securities financing transactions under net stable funding ratio; UNEP FI’s review of sector mappings to enhance sustainability impact clarity; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: FCA chief executive outlines wholesale market reforms and enforcement priorities in trading conference speech; EMIR review: ESMA publishes draft RTS on margin transparency and on clearing fees; Basel Committee launches consultation on consolidated guidelines and sound practices; plus dates for your diary.
NEWS
This week's edition of Financial Services weekly highlights includes: PRA to publish near-final Basel 3.1 rules on 12 September 2024; OFSI to bring first penalty for sanctions violation this year; EU report identifies ways to build climate resilience and tackle insurance protection gap; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: the FCA’s Handbook Notice 143, a joint statement reaffirming co-operation from HMT and US Department of the Treasury, plus dates for your diary.
NEWS
Welcome to the weekly Financial Services highlights from the Financial Services team for the week ending 6 December 2018. This week’s edition of Financial Services highlights provides an aggregation of the news reported by the Lexis®PSL Financial Services team over the past week and includes (1) news items relating to the UK’s decision to leave the EU (2) updates from UK Regulators (3) updates from EU and International Regulators (4) updates from industry bodies and market participants (5) new and updated content and (6) dates for your diary from Financial Services.
NEWS
This week's edition of Financial Services weekly highlights includes: FCA publishes Handbook Notice No 126; ESRB reports on monitoring framework for systemic liquidity risks in financial system; Basel Committee: oversight body endorses 2025-26 work programme; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: Council of the EU adopts CRR III proposals; FCA compels IBA to publish 1-month, 3-month and 6-month US Dollar LIBOR for three months; and ESAs publish final reports on greenwashing; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: FCA announces compensation distribution for Asset Land investors; PRA consults on leverage ratio threshold changes; FCA abolishes requirement for Consumer Duty champions; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: FCA extends deadline for responses to motor finance redress consultation; FCA investigating 76 cases of non-financial misconduct; EBA responds to European Commission call for advice on new AML/CFT framework; IOSCO publishes four new publications; plus dates for your diary.
NEWS
This week's edition of Financial Services weekly highlights includes: the FCA’s procedural withdrawal of a financial penalty in the cum-ex case involving Nailesh Teraiya; a Supreme Court ruling addressing the legal status of undisclosed car finance commissions in three related cases (Hopcraft v Close Brothers, Johnson v FirstRand Bank, and Wrench v FirstRand Bank); and the FCA’s imposition of a £1.1m fine on Sigma Broking for transaction reporting deficiencies; plus dates for your diary over the coming week.
NEWS
This week's edition of Financial Services weekly highlights includes: Spring Budget 2024—key Financial Services announcements; Financial Services and Markets Act 2023 (Commencement No 5) Regulations 2024; FCA Dear CEO letter warns Annex 1 firms of AML failings, and FCA publishes Dear CEO letter on its asset management & alternatives supervisory strategy.
NEWS
This week's edition of Financial Services weekly highlights includes: FCA to launch Mastercard, PayPal and Visa competition law investigations; ESMA issues call for evidence on market structure of EU equity markets; ISDA publishes framework for counterparty credit risk internal models; plus dates for your diary.