[313D Interpretation of Part 18A]
[313D Interpretation of Part 18A]

[[(1)]     In this Part—

[“competent authority” has the meaning given in Article 4.1.26 (definitions) of the markets in financial instruments directive;]

[“derivative” means a derivative referred to in points (4) to (10) of Section C of Annex 1 to the markets in financial instruments directive [paragraphs 4 to 10 of Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544)];]

“financial instrument” has the meaning given in Article [4.1.15] of the markets in financial instruments directive;

[“financial instrument” means an instrument specified in Part 1 of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001;]

“institution” means—

(a)     a recognised investment exchange, other than an overseas investment exchange (within the meaning of Part 18);

(b)     an investment firm;

(c)     a credit institution authorised under the [capital requirements directive], when carrying on investment services and activities; or

(d)     an institution which would satisfy the requirements for authorisation as a credit institution under that directive if it had its registered office (or if it does not have a registered office, its head office) in an EEA State,

[(c)     a qualifying credit institution that has Part 4A permission to carry on the regulated activity of accepting deposits, when carrying out investment services or activities; or