398 Misleading [FCA or PRA]: residual cases
398 Misleading [FCA or PRA]: residual cases

(1)     A person who, in purported compliance with any requirement [falling within subsection (1A)] knowingly or recklessly gives [a regulator] information which is false or misleading in a material particular is guilty of an offence.

[(1A)     A requirement falls within this subsection if it is imposed by or under—

(a)     this Act;

(b)     the Alternative Investment Fund Managers Regulations 2013;

[(ba)     the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (SI 2017/XXXX);]

(c)     the short selling regulation;

(d)     Regulation (EU) No 345/2013 of the European Parliament and the Council of 17 April 2013 on European venture capital funds; . . .

(e)    

Popular documents