Section 68 | Publication | Financial Services And Markets Act 2000 C8 | LexisNexis

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68 Publication

68 Publication

Financial Services and Markets Act 2000 (2000 c 8) | Legislation

After a statement under section 66 is published, [the regulator publishing it] must send a copy of it to the person concerned and to any person to whom a copy of the decision notice was given.

Part I . . .

[Part 1A The Regulators]

Part II Regulated And Prohibited Activities

Part III Authorisation And Exemption

Part IV . . .

[Part 4A Permission To Carry On Regulated Activities]

Part V Performance Of Regulated Activities

Prohibition orders

56 Prohibition orders

57 Prohibition orders: procedure and right to refer to Tribunal

58 Applications relating to prohibitions: procedure and right to refer to Tribunal

Approval

59 Approval for particular arrangements

[59ZA Senior management functions]

[59ZB Designated senior management functions]

[59A Specifying functions as controlled functions: supplementary]

[59AB Specifying functions as controlled functions: transitional provision]

[59B Role of FCA in relation to PRA decisions]

60 Applications for approval

[60A Vetting of candidates by relevant authorised persons]

61 Determination of applications

62 Applications for approval: procedure and right to refer to Tribunal

[62A Changes in responsibilities of senior managers]

63 Withdrawal of approval

[63ZA Variation of senior manager's approval at request of relevant authorised person]

[63ZB Variation of senior manager's approval on initiative of regulator]

[63ZC Exercise of power under section 63ZB: procedure]

[63ZD Statement of policy relating to conditional approval and variation]

[63ZE Statement of policy: procedure]

[Performance of controlled functions without approval]

[63A Power to impose penalties]

[63B Procedure and right to refer to Tribunal]

[63C Statement of policy]

[63D Statement of policy: procedure]

[Certification of employees]

[63E Certification of employees by relevant authorised persons]

[63F Issuing of certificates]

. . .

64 . . .

65 . . .

[Conduct of approved persons and others]

[64A Rules of conduct]

[64B Rules of conduct: responsibilities of relevant authorised persons]

[64C Requirement for relevant authorised persons to notify regulator of disciplinary action]

66 Disciplinary powers

[66A Misconduct: action by the FCA]

[66B Misconduct: action by the PRA]

67 Disciplinary measures: procedure and right to refer to Tribunal

68 Publication

69 Statement of policy

70 Statements of policy: procedure

Breach of statutory duty

71 Actions for damages

[“Relevant authorised person”]

[71A Meaning of “relevant authorised person”]

[Removal of directors and senior executives and appointment of temporary manager]

[71B Removal of directors and senior executives]

[71C Temporary manager]

[71D Sections 71B and 71C: conditions]

[71E Temporary manager: further provisions in relation to the appointment]

[71F Temporary manager: instrument of appointment]

[71G Right to refer matters to the Tribunal]

[71H Removal of directors and senior executives and appointment of temporary manager: procedure]

[71I Sections 71B to 71H: interpretation]

Part VI Official Listing

Part VII Control Of Business Transfers

[Part VIII Provisions Relating To Market Abuse]

[Part 8A Short Selling]

Part IX Hearings And Appeals

[Part 9A Rules And Guidance]

[Part 9B Ring-Fencing]

Part X . . .

Part XI Information Gathering And Investigations

Part XII Control Over Authorised Persons

[Part 12A Powers Exercisable In Relation To Parent Undertakings]

Part XIII Incoming Firms: Intervention By [FCA Or PRA]

[Part XIIIA Enhanced Supervision Of Firms Exercising Rights Under The Insurance Distribution Directive]

Part XIV Disciplinary Measures

Part XV The Financial Services Compensation Scheme

[Part 15A Power To Require FSCS Manager To Act In Relation To Other Schemes]

Part XVI The Ombudsman Scheme

[Part 16A Consumer Protection And Competition]

Part XVII Collective Investment Schemes

[Part XVIIA Transformer Vehicles]

[Part XVIII Recognised Investment Exchanges, Clearing Houses And Csds]

[Part 18A Suspension And Removal Of Financial Instruments From Trading]

Part XIX Lloyd's

Part XX Provision Of Financial Services By Members Of The Professions

[Part 20A . . .]

[Part XXB Illegal Money Lending]

[Part XXC Politically Exposed Persons: Money Laundering And Terrorist Financing]

Part XXI Mutual Societies

Part XXII Auditors And Actuaries

Part XXIII Public Record, Disclosure Of Information And Co-Operation

Part XXIV Insolvency

Part XXV Injunctions And Restitution

Part XXVI Notices

Part XXVII Offences

Part XXVIII Miscellaneous

Part XXIX Interpretation

Part XXX Supplemental