4 Pump Court

Experts

8

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Alex Potts
Partner and King's Counsel
4 Pump Court
Aphiwan Natasha King
Barrister
4 Pump Court
Elliott Cook
Barrister
4 Pump Court
James Bowling
Barrister
4 Pump Court
James Watthey
Barrister
4 Pump Court
Laura Wright
Barrister
4 Pump Court
Quentin Tannock
4 Pump Court
Rani Noakes
4 Pump Court
Contributions by 4 Pump Court

22

Adjudication and Part 8 proceedings
Adjudication and Part 8 proceedings
Practice Notes

This Practice Note considers the availability and use of declarations under CPR 8 in relation to adjudication proceedings. It looks at the various stages at which a declaration may be sought—before an adjudication has been commenced, while one is on foot and after an adjudication decision has been given. Such proceedings are a form of Technology and Construction Court ‘adjudication business’.

Adjudication—resisting enforcement using a stay of execution
Adjudication—resisting enforcement using a stay of execution
Practice Notes

This Practice Note looks at preventing enforcement of an adjudication decision by obtaining a stay of execution. It considers the key principles that the court will have regard to when determining whether to grant a stay and assessing the judgment creditor’s financial position, including whether it is in liquidation, administration, subject to a winding up petition, or in a company voluntary arrangement (CVA). This Practice Note also discusses stays where there is a risk of dissipation of the judgment sum, hardship for the paying party or an imminent resolution of related proceedings. Finally, it looks at whether there needs to be an arguable case that the decision was wrong (ie is there a merits-based test), and partial stays.

Adjudication—the Referral Notice
Adjudication—the Referral Notice
Practice Notes

This Practice Note explains what a Referral Notice (sometimes referred to simply as a ‘Referral’) is and sets out what it should contain. It also provides practical tips for drafting an effective Referral Notice, and considers when the Referral Notice must be served and the consequences of failing to meet the deadline for service.

An adjudicator's fees and expenses
An adjudicator's fees and expenses
Practice Notes

This Practice Note sets out the key principles when considering an adjudicator’s fees and expenses, as well as their potential liability (eg if they breach the rules of natural justice or act outside their jurisdiction). This Note covers the basis of the adjudicator’s entitlement to payment, including any requirement as to reasonableness of their fees, as well as their ability to apportion liability for their fees, joint and severable liability of the parties, and what happens if the adjudicator resigns or has their appointment revoked.

Benefits and risks of adjudication
Benefits and risks of adjudication
Practice Notes

This Practice Note considers the pros and cons of commencing an adjudication to resolve a construction dispute, noting the advantages and disadvantages compared to court proceedings or arbitration.

Breach of natural justice in adjudication
Breach of natural justice in adjudication
Practice Notes

This Practice Note sets out the principles of natural justice in the context of adjudication, including the right to a fair hearing. The effect of a breach of natural justice on an adjudication decision is explained as well as what constitutes a waiver of such a breach. The issues of conflict of interest and bias of the adjudicator are also explored.

Differences between adjudication and other forms of dispute resolution
Differences between adjudication and other forms of dispute resolution
Practice Notes

This Practice Note identifies some of the key differences between adjudication and litigation, arbitration, mediation and expert determination.

Enforcing an adjudicator's decision in the TCC
Enforcing an adjudicator's decision in the TCC
Practice Notes

This Practice Note looks at enforcement of an adjudication decision as provided for in section 9 of the Technology and Construction Court (TCC) Guide, including recoverability of the legal costs incurred in doing so. This generally involves a Part 7 claim and summary judgment application, although there may need to be a full (albeit expedited) trial. This Practice Note also considers the ability to enforce a decision by seeking a mandatory injunction and the effect of a foreign jurisdiction or governing law clause on adjudication enforcement proceedings. Adjudication enforcement is a form of TCC ‘adjudication business’.

Fraud in adjudication
Fraud in adjudication
Practice Notes

This Practice Note considers the ability of parties to raise fraud allegations during an adjudication, when fraud allegations will permit a party to resist enforcement of an adjudication decision, and fraud in the adjudication process itself. It also considers the relevance of the timing of the discovery of fraud.

Grounds for a jurisdictional challenge in an adjudication
Grounds for a jurisdictional challenge in an adjudication
Practice Notes

This Practice Note list the grounds on which a jurisdictional challenge may be brought in respect of an adjudication—including that there is no construction contract, the dispute has not crystallised, the dispute has settled, there is no contract between the parties, the adjudicator was not validly appointed or there is already a decision dealing with the same dispute.

Making a jurisdictional challenge in an adjudication
Making a jurisdictional challenge in an adjudication
Practice Notes

This Practice Note addresses whether a jurisdictional challenge can be made in an adjudication and, if so, when the challenge to the adjudicator’s jurisdiction should take place and how to deal with it. It also looks at waiver/reservation of jurisdiction objections, approbation and reprobation (asserting two inconsistent positions), procedures in the Technology and Construction Court relevant to jurisdictional challenges (applications for declarations etc), and whether an adjudication can be stayed (stopped) pending the challenge.

Resignation by the adjudicator
Resignation by the adjudicator
Practice Notes

This Practice Note explains the different situations where an adjudicator may resign, which can be mandatory (eg because the adjudication rules/contract provide that they must) or voluntary (eg due to illness), and looks at the procedure for resignation.

Role of the court during the adjudication
Role of the court during the adjudication
Practice Notes

This Practice Note provides an overview of the role of the court prior to and during an adjudication (referred to as ‘adjudication business’ in the Technology and Construction Court Guide), including why and how a party to an adjudication might seek relief from the court during an adjudication (or even prior to one commencing). This includes seeking a Part 8 declaration or injunction, as well as obtaining a stay of court or arbitral proceedings in order for an adjudication to take place.

Severability of an adjudication decision
Severability of an adjudication decision
Practice Notes

This Practice Note considers whether part of an adjudication decision can be severed, so that only part of it is enforced by the court. Severance, which normally arises during enforcement proceedings, may be ordered where part of the decision is made without jurisdiction, in breach of natural justice and/or is determined by a court to be flawed (eg in Part 8 proceedings).

The adjudicator's jurisdiction
The adjudicator's jurisdiction
Practice Notes

This Practice Note explains the adjudicator’s jurisdiction to decide a dispute in an adjudication. It looks at how the jurisdiction of adjudicators is derived, their ability to make a binding decision on whether they have jurisdiction, and the impact (if any) of mistakes of fact, errors of law or procedural errors on jurisdiction.

The Reply and further submissions in an adjudication
The Reply and further submissions in an adjudication
Practice Notes

This Practice Note looks at the entitlement of a party to make submissions in an adjudication after the Response (eg a Reply, Rejoinder or Surrejoinder). It also sets out the purpose of additional submissions, practical tips and considerations for drafting them, and considers whether they may include new arguments.

What is a construction contract under the HGCRA 1996?
What is a construction contract under the HGCRA 1996?
Practice Notes

This Practice Note considers when the Housing Grants, Construction and Regeneration Act 1996 (HGCRA 1996) applies, including the meaning of construction contract and the meaning of construction operations (and the issue of hybrid contracts). It also looks at the various exclusions, including the exclusion orders, residential occupier exception and territorial limitations, as well as the ‘in writing’ requirement for contracts entered into before 1 October 2011.

Scott Schedule—damages and other claims
Scott Schedule—damages and other claims
Precedents

This Precedent is a ‘Scott Schedule’ which can be used in relation to damages and other claims in order to set out the key issues between the parties in a construction dispute.

Scott Schedule—defects
Scott Schedule—defects
Precedents

This Precedent is a ‘Scott Schedule’ which can be used to set out the key issues between the parties in relation to a construction dispute regarding defects in the works.

Scott Schedule—delay
Scott Schedule—delay
Precedents

This Precedent is a ‘Scott Schedule’ which can be used to set out the key issues between the parties in relation to a construction dispute regarding delay to completion of the works.

Contributions by 4 Pump Court Experts

16

Bailment
Bailment
Practice Notes

This Practice Note provides a working definition of bailment and practical tips. It discusses modern commercial bailment, how bailment is created, the bailor and bailee and obligations arising between them. Bailment under contract is outlined, together with limitation of liability and incorporation of terms in bailment contracts. Bailments arising in hire purchase agreements, pawn and pledge arrangements, the hospitality industry and international transport are briefly discussed. Non-contractual bailment is introduced and issues with mistaken deliveries and uncollected goods are outlined. Bailment disputes, remedies and actions against third parties are introduced. Tips in relation to pleading bailment are provided.

Bills of lading and sea waybills
Bills of lading and sea waybills
Practice Notes

This Practice Note explains the law and practicalities relating to bills of lading and sea waybills in the context of an arrangement for the carriage of goods by sea. It explains the differences between bearer bills, order bills and sea waybills and explains the functions of the bill of lading as a receipt, document of title and contractual document. The Practice Note also explains who the parties to the contract of carriage are and their interplay with third parties, and how a transfer of rights under the documentation may be achieved.

Carriage of goods by air
Carriage of goods by air
Practice Notes

This Practice Note provides a summary of the common law and conventions governing international carriage by air. It explains the liability of the carrier and measure of damages under the common law and the conventions. The Warsaw Convention and Montreal Convention (and the various versions of each) are explained, an explanation of how to work out which convention applies is provided and limitation of liability, jurisdiction and time bars under the conventions are also discussed. The Practice Note also provides an introduction to cargo documentation requirements and liability for loss, damage or delay to cargo.

Carriage of goods by rail
Carriage of goods by rail
Practice Notes

This Practice Note provides a summary of the law relating to the carriage of goods by rail as provided for in the Uniform Rules Concerning the Contract of International Carriage of Goods by Rail (CIM). It explains the scope of application of CIM, the contract of carriage under CIM, how liability is apportioned under CIM, time bars and jurisdiction.

Carriage of goods by road
Carriage of goods by road
Practice Notes

This Practice Note considers the regimes covering carriage of goods by road both in the UK with no international element and also overseas where there is an element of international carriage of goods under the Convention on the Contract for the International Carriage of Goods by Road (CMR Convention). It explains the liability of the carrier and measure of damages at common law, and the interplay with widely used hauliers’ standard terms. The CMR Convention is explained, an explanation of multimodal transport is provided, and limitation of liability, jurisdiction and time bars under the CMR Convention are also discussed. The Practice Note also provides an introduction to the consignment note, liability for loss or delay in transit and the defences available to the carrier.

Carriage of goods by sea—charterparties
Carriage of goods by sea—charterparties
Practice Notes

This Practice Note explains the law relating to charterparties in the context of an arrangement for the carriage of goods by sea. It explains the key features of voyage charters, time charters, bareboat charters and slot charters and the damages for breach of charter in relation to each type. It also considers issues of piracy, incorporation of charterparty terms into bills of lading, incorporation of charterparty terms into letters of indemnity, international regulation of carbon dioxide and GHG emissions and bribery within the context of charterparties.

Carriage of goods by sea—the Hague-Visby Rules
Carriage of goods by sea—the Hague-Visby Rules
Practice Notes

This Practice Note explains the Hague-Visby Rules which are international rules for the carriage of goods by sea and enacted into English law by the Carriage of Goods by Sea Act 1971 (CGSA 1971). The Practice Note covers the scope of the Hague-Visby Rules, the carrier’s responsibilities under them, the carrier’s limitations of liability and immunities available under the Hague-Visby Rules and the relevant time bars.

Delivery of cargo against presentation of sea carriage document
Delivery of cargo against presentation of sea carriage document
Practice Notes

This Practice Note describes the purpose and functions of sea carriage documents with reference to the delivery of cargo, in particular it examines bills of lading and sea waybills. It considers how bills of lading may either be charterers’ bills or owner’s bills, and how they act as evidence for a contract of carriage or as security for finance.

E&W Brussels I (recast)—exclusive jurisdiction (art 24) [Archived]
E&W Brussels I (recast)—exclusive jurisdiction (art 24) [Archived]
Practice Notes

ARCHIVED: This Practice Note explains Article 24 of Regulation (EU) 1215/2012 (Brussels I (recast)) which gives the courts of an EU Member State exclusive jurisdiction; irrespective of the defendant’s domicile or any contrary party agreement. The Practice Note covers claims involving immovable property (Article 24(1)), a company’s constitution/corporate governance and validity of actions (Article 24(2)), public registry entries (Article 24(3)), IP rights (Article 24(4)) as well as all proceedings involving the enforcement of judgments (Article 24(5)). This Practice Note includes discussion of the application of Article 24 to the UK as a non-EU Member State (or a third state as they are often known) following its departure from the EU (subject to the application of transitional provisions in the Withdrawal Agreement).

Scott Schedules in construction disputes
Scott Schedules in construction disputes
Practice Notes

This Practice Note examines the use of Scott Schedules in construction disputes as a tool to identify the key issues between the parties. A Scott Schedule provides, for the judge, a single-source document setting out the rival cases on an item-by-item basis, helping the judge to compare their positions. The Practice Note also includes example schedules (relating to delay and defects claims) and some useful practice points.

Transport and title documents
Transport and title documents
Practice Notes

This Practice Note outlines some classes of documents performing the functions of both a document of title and a transport document under which goods are carried. Documents under which goods are carried, and those proving title to goods, are essential to the smooth running of international trade. By far the most important such document in international trade is the bill of lading.

Types of carrier of goods
Types of carrier of goods
Practice Notes

This Practice Note provides an introduction to two types of cargo carrier, common carriers and private carriers, and explains the key aspects of their respective liabilities under their contractual relationships. The Practice Note concerns the carriage of goods only, and not the carriage of passengers.

Defence (database right infringement)
Defence (database right infringement)
Precedents

This is a Precedent Defence for use in relation to a claim for database right infringement. It can be adapted for use in cases in the Intellectual Property List, including those in the Intellectual Property Enterprise Court. This Precedent is drafted so as to cover infringement of UK database right pursuant to pursuant to the EU Database Directive, the Copyright and Rights in Databases Regulations 1997 and CDPA 1988. It is designed to respond to the points raised in the Precedent Particulars of claim.

Final order (database right infringement)
Final order (database right infringement)
Precedents

This is a Precedent final order (or order following judgment) for use in relation to a claim for database right infringement. It assumes that the claimant has brought successful proceedings in the High Court for infringement of database rights. It can be adapted for use in either Intellectual Property sub-list or Intellectual Property Enterprise Court sub-list cases. Both sub-lists form part of the Intellectual Property List (Chancery Division) in the Business and Property Courts.

Particulars of claim (database right infringement)
Particulars of claim (database right infringement)
Precedents

This is a Precedent particulars of claim for use in relation to a claim for database right infringement. It can be adapted for use in cases in the Intellectual Property list including those in the Intellectual Property Enterprise Court. This Precedent is drafted so as to cover infringement of UK database right pursuant to pursuant to the Copyright and Rights in Databases Regulations 1997, SI 1997/3032 and CDPA 1988.

Reply (database right infringement)
Reply (database right infringement)
Precedents

This is a Precedent reply for use in relation to a claim for database right infringement. It can be adapted for use in cases in the Intellectual Property List, including those in the Intellectual Property Enterprise Court. This Precedent is drafted so as to cover infringement of UK database right pursuant to pursuant to the EU Database Directive, Copyright and Rights in Databases Regulations 1997 and CDPA 1988. It is designed to respond to the points raised in the Precedent defence.

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