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David Rundle
Partner
BCLP
Contributions by BCLP Experts

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FCA enforcement essentials: Dealing with cross-border regulatory investigations
FCA enforcement essentials: Dealing with cross-border regulatory investigations
Practice Notes

This Practice Note focuses on international regulatory cooperation, specifically cross-border regulatory investigations. It sets out the Financial Conduct Authority’s (FCA) statutory duty to cooperate with overseas regulators and its supervisory and investigative powers to assist overseas regulators’ investigations. It considers how cross-border regulatory investigations proceed in practice and sets out practical guidance for persons involved in an overseas regulator’s information request or involved in parallel cross-border regulatory investigations.

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