Alice Bell#6853

Alice Bell

Senior Associate, Pinsent Masons
She advises investment managers, funds, banks and other financial institutions on a variety of UK and EU regulatory matters. Her background in fund formation and time spent in-house gives her a strong commercial viewpoint and deep understanding of clients’ business needs. Alice focusses on regulation affecting asset managers, such as the AIFMD, MiFID II, and the SM&CR. Her experience covers the full lifecycle of a fund, from structuring and authorisation, to fund documents, marketing materials and service provider contracts, and compliance policies and procedures. She has advised extensively on the international distribution of funds and the provision of cross-border services. Alice also advises on perimeter guidance, the establishment of financial services businesses in the UK and related FCA rules on marketing, trading, conduct and governance, delegation and outsourcing. 
Contributed to

1

AIFMD—transparency rules and the prospectus
AIFMD—transparency rules and the prospectus
Practice notes

The Alternative Investment Fund Managers Directive (Directive 2011/61/EU) (AIFMD) was transposed into national law in the UK on 22 July 2013 and introduced requirements concerning transparency and the information which must be disclosed to potential investors prior to making a decision to invest. The principal document for any investor and alternative investment fund manager (AIFM) is the investment prospectus, also known as an information memorandum, which must be drafted to include all information in relation to the investment opportunity to allow an investor to make an informed choice. This Practice Note, written in partnership with Pinsent Masons, lists the prospectus transparency requirements imposed by AIFMD and explores those concepts in relation to preparing an investment memorandum that is fit for purpose.

Practice areas

Panel

  • Contributing Author

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