Rachpal Thind advises clients operating in the financial services sector on a wide range of UK and EU regulatory and compliance matters particularly on cross border issues, including authorization and licensing requirements, regulatory requirements on remuneration and anti-money laundering compliance issues. Rachpal also has extensive experience of advising clients on the regulatory aspects of structured finance transactions, including regulatory capital requirements, financial promotion, listing requirements, market conduct issues and due diligence. She also advises on UK and EU consumer credit and mortgage regulation. She has assisted finance and leasing companies on the development of new products and advising on preparing customer documentation in compliance with the Consumer Credit Act 1974 and the Financial Conduct Authority's mortgage conduct of business rules. English Solicitor.
Selected Sidley Updates:
"Sharper Focus" at the UK Financial Conduct Authority- 15/12/2014
UK Supervisory Approach to International Banks: Issues for Consideration by Non-EEA Branches- 25/9/2014
EU Securitization Risk Retention Proposals: Issues for Consideration in Cross-Border Transactions- 30/1/2014
This Practice Note sets out the passporting rights and related notification requirements of insurance undertakings established in the European Economic Area (the EEA).
If you expected to see yourself on this page, click here.
0330 161 1234