Gavin Sharpe
Gavin is a specialist in providing prudential regulatory advisory services to a range of financial services institutions, predominantly banks and investment firms. With more than 12 years in the industry, Gavin has deep expertise in advising clients on complex treasury, ALM and prudential regulatory issues, supporting a variety of firms ranging from small, solo regulated entities through to FTSE 100 institutions. Gavin is highly experienced across a broad spectrum of treasury and prudential regulatory matters and has worked closely with a significant number of UK and international firms. A key component of Gavin’s role is the delivery of engagements at the request of the PRA/FCA.
Gavin has been at the forefront of RSM’s work to support firms with the FCA’s MIFIDPRU regime since its inception in 2022, including supporting on several M&A transactions, the delivery of Skilled Persons reviews under Section 166 of the FSMA, Board training for FTSE-listed investment firms and wider consulting and assurance engagements across capital markets, UK subsidiaries of G-SIBs, trading platforms, large wealth management firms, prop-traders and quantitative trading businesses. He is now leading on the introduction of the CRYPTOPRU regime as the FCA adapts its framework to firms offering cryptoasset products in the UK.