Jankee Gohil#12813

Jankee Gohil

Solicitor, Linklaters
 Jankee advises firms on a range of regulatory and compliance matters, with a particular focus on contentious regulatory work. She has significant experience advising asset managers in relation to FCA enforcement investigations and supervisory interventions, including s166 FSMA 2000 reviews and enquiries relating to market abuse. Other recent experience includes advising an unregulated firm under investigation by the FCA for breach of the general prohibition; advising a US headquartered bank in relation to an internal investigation; and advising multiple firms in relation to Ofgem enquiries / investigations. Jankee has also represented an individual in an FCA investigation which was closed with no enforcement action and assisted firm to successfully defend themselves against client complaints, including those referred to the FOS.
 
 Jankee’s recent non-contentious experience includes advising a range of firms across the retail and wholesale sectors, as well as unregulated firms, on new and existing regulatory developments including topics such as the Consumer Duty, CRD VI, SMCR, systems and controls, financial promotions and licensing requirements. She has also been involved in providing training on the Consumer Duty and the FCA’s evolving approach to Supervision to members of trade associations (such as the Investment Association and UK Finance).
 
Jankee was previously seconded to the FCA’s Enforcement and Market Oversight Division where she worked as the lead investigator on several FCA investigations into firms and individuals.
Contributed to

3

FCA and PRA enforcement essentials—prohibition orders
FCA and PRA enforcement essentials—prohibition orders
Practice Notes

This Practice Note covers the power of the FCA or PRA under section 56 of the Financial Services and Markets Act 2000 (FSMA 2000) to impose a prohibition order on individuals who are not fit and proper from carrying out functions in relation to regulated activities carried on by firms. It covers prohibition orders against approved persons and other individuals and the regulators’ considerations in making such an order. It also considers the procedure for making prohibition orders and the individual’s right to refer the matter to the Upper Tribunal. Finally it considers how prohibition orders can be varied or revoked.

Reports by skilled persons
Reports by skilled persons
Practice Notes

This Practice Note outlines the power of UK regulators to require the appointment of an external 'skilled person' to produce a report into a particular aspect of a firm's business, or to collect or update information by virtue of the Financial Services and Markets Act 2000, s 166–166A. It also provides practical advice on dealing with a skilled person review.

Use of attestations by the FCA and the PRA
Use of attestations by the FCA and the PRA
Practice Notes

This Practice Note provides an overview of the use of attestations by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). It also provides practical guidance for firms and senior managers providing attestations.

Practice Area

Panel

  • Contributing Author

If you expected to see yourself on this page, click here.