Regulated investment advice

Produced by Tolley
Regulated investment advice

The following Personal Tax guidance note Produced by Tolley provides comprehensive and up to date tax information covering:

  • Regulated investment advice
  • Summary

Summary

Advice that you give to your client may fall under the category of regulated investment advice, in which case you must not give advice unless you are suitably qualified and authorised to do so.

On 19 December 2012 the Financial Services Act 2012 received Royal Assent and it came into force on 1 April 2013. The Act created a new regulatory framework for financial services and abolished the Financial Services Authority.

Specifically, FSA 2012 gave the Bank of England responsib

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