A6.336 Dealing in securities and other propertyDealing in securitiesIn summary, data-holders include those involved in registration or administration in respect of securities transactions.In detail, a relevant data-holder is a person1: • who effects, or is party to, securities transactions, wholly or partly on behalf of others (whether as agent or principal) • whose business consists of acting as registrar or administrator (including managing a clearing house for any terminal market in securities) in respect of 'securities transactions', which term includes: – transactions of whatever description relating to securities including: – the purchase or sale or exchange of securities
In summary, data-holders include those involved in registration or administration in respect of securities transactions.
In detail, a relevant data-holder is a person1:
• who effects, or is party to, securities transactions, wholly or partly on behalf of others (whether as agent or principal)
• whose business consists of acting as registrar or administrator (including managing a clearing house for any terminal market in securities) in respect of 'securities transactions', which term includes:
– transactions of whatever description relating to securities including:
– the purchase or sale or exchange of securities
**Free trials are only available to individuals based in the UK. We may terminate this trial at any time or decide not to give a trial, for any reason.