Regulatory Compliance EU Modules

Regulatory ComplianceEU Modules

AML-CFT

The EU Anti-Money Laundering and Counter Financing of Terrorism (AML/CFT) module is designed to support financial institutions operating in the EU in preventing, detecting, and managing money laundering and terrorist financing risks. The module helps organisations understand their obligations under key EU legislative instruments, including the Fourth and Fifth Anti-Money Laundering Directives, as well as international standards such as the FATF recommendations and EBA guidelines.

It supports the implementation of risk-based AML/CFT frameworks, including customer due diligence, transaction monitoring, reporting obligations, record-keeping, and internal governance measures, while enabling organisations to maintain financial system integrity, mitigate legal and reputational risks, and ensure consistent compliance across the EU regulatory landscape.

Artificial Intelligence Systems

The EU Artificial Intelligence Systems module is designed to support organisations developing, deploying, or using AI systems within the EU in understanding and complying with the EU’s AI regulatory framework. The module helps organisations navigate obligations under the EU Artificial Intelligence Act and related instruments, including implementing risk-based classification of AI systems, establishing robust governance and risk management frameworks, ensuring transparency and human oversight, and meeting requirements for testing, monitoring, and reporting high-risk AI systems.

It also supports organisations in managing data protection, cybersecurity, and ethical considerations, enabling responsible AI deployment while maintaining compliance, mitigating regulatory and reputational risks, and ensuring alignment with fundamental rights across the EU.

Asset Management

The EU asset management regime is governed by a range of directives and regulations that establish harmonised rules for investment firms operating across Member States. Firms must meet ongoing authorisation and prudential requirements, implement robust risk management practices, protect investors, and comply with disclosure, reporting, and prospectus obligations.

This module provides a structured overview of the regulatory landscape, outlining the key requirements applicable to different fund types and activities, and supporting organisations in understanding and meeting their compliance obligations across the EU asset management regime.

Digital Operational Resilience

The EU Digital Operational Resilience Act (DORA) module is designed to support financial entities operating in the EU in strengthening their digital operational resilience and managing ICT-related risks. 

The module helps organisations understand their obligations under DORA, including establishing robust ICT risk management frameworks, implementing incident reporting processes, overseeing ICT third-party service providers, and conducting resilience testing. It also supports organisations in maintaining operational continuity, enhancing governance and oversight, and ensuring a consistent and secure approach to managing cyber risks across the EU financial sector.

ESG

The EU Environmental, Social and Governance (ESG) module is designed to support organisations operating in the EU in understanding and complying with the EU’s comprehensive ESG regulatory framework. The module helps organisations navigate obligations under key instruments such as the EU Taxonomy Regulation, Sustainable Finance Disclosure Regulation (SFDR), Corporate Sustainability Reporting Directive (CSRD), and Corporate Sustainability Due Diligence Directive (CSDDD), including assessing environmental sustainability, implementing due diligence across value chains, and meeting disclosure and reporting requirements. 

It also supports organisations in integrating ESG considerations into governance, risk management, and business strategy, while addressing emissions reporting, social responsibility, and transparency obligations, enabling organisations to enhance accountability, access sustainable finance, and ensure consistent compliance with evolving EU sustainability requirements. 

Payment Attestation

This module is designed to support payment service providers operating in the EU in evidencing and validating compliance with the EU’s payments regulatory framework across Member States. The module helps organisations navigate obligations under key instruments such as the Payment Services Directive 2 (PSD2), SEPA Regulation, and related directives by mapping EU requirements to national transpositions and enabling structured compliance assessments.

It supports organisations in demonstrating adherence to authorisation and prudential requirements, execution of payment transactions, safeguarding of user funds, and transparency obligations, while facilitating robust risk management, data security, and operational resilience practices, enabling consistent attestation, audit readiness, and regulatory compliance across the EU payments landscape.

Payments

The EU Payments module is designed to support payment service providers operating in the EU in understanding and complying with the EU’s harmonised payments regulatory framework. The module helps organisations navigate obligations under key instruments such as the Payment Services Directive 2 (PSD2), SEPA Regulation, Digital Operational Resilience Act (DORA), and related directives, including authorisation and prudential requirements, execution of payment transactions, safeguarding of user funds, and transparency obligations. 

It also supports organisations in implementing robust risk management, data security, and digital operational resilience frameworks, while addressing instant payments, cross-border payment requirements, and consumer protection obligations, enabling consistent compliance, operational efficiency, and secure payment services across the EU.

Privacy & Data Protection

The EU Privacy and Data Protection module is designed to support organisations that handle personal data in the EU or target individuals within the EU, helping them navigate the key requirements of the General Data Protection Regulation (GDPR) and related instruments.  

The module helps organisations understand their responsibilities as data controllers or processors, implement lawful data processing practices, support data subject rights, manage cross-border transfers, and maintain accountability through governance measures such as Data Protection Impact Assessments (DPIAs), breach notification procedures, vendor oversight, and employee training.

Financial Sanctions

This module provides organisations with a structured approach to navigating the complex and evolving framework of EU restrictive measures. It covers key requirements across multilateral, EU autonomous, thematic and geographical sanctions regimes, including asset freezes, prohibitions on making funds or economic

Cybersecurity

The EU Cybersecurity module is designed to support organisations established in the EU or providing ICT services or digital services within the EU, enabling them to understand and comply with key legal obligations under instruments such as the NIS2 Directive, EU Cybersecurity Act, Cyber Resilience Act, and Digital Operational Resilience Act (DORA), by facilitating the implementation of appropriate cybersecurity risk-management measures, incident detection and reporting obligations, operational resilience frameworks, and ICT third-party risk oversight, while translating complex EU cybersecurity requirements into a clear and structured framework for consistent regulatory compliance.

Consumer Protection

This module provides a comprehensive overview of the legal and regulatory framework governing business-to-consumer interactions across the European Union. It maps key obligations relating to fair commercial practices, consumer rights, transparency and information requirements, pricing and advertising standards, unfair contract terms, and product safety.