Risk management

View Risk & Compliance by content type:

Latest Risk & Compliance News

Featured Risk & Compliance content

Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
Read More >
Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
Read More >
19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
Read More >
Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
Read More >
19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
Read More >
19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
Read More >
19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
Read More >
19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Read More >
19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
Read More >
19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
Read More >
Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Read More >
19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
Read More >
19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
Read More >
19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
Read More >
19th May

Most recent Risk management content

Practice notes
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Read More >
Produced in partnership with Elizabeth Bourlet 1st Aug
Practice notes
Formulating a risk registerManaging risk is not a one-off event, it is an ongoing process, as illustrated below:This Practice Note provides guidance...
Read More >
1st Aug
Practice notes
Key business assets risk management guideWhy you need to manage this riskKey business assets are the organisation’s assets which are essential to its...
Read More >
Produced in partnership with Elizabeth Bourlet 1st Aug
Practice notes
Identifying and evaluating risk across the businessLawyers generally have a reputation among business people for being risk averse. In-house lawyers...
Read More >
1st Aug
Q&As
How can I test my business continuity plan?The BCP is an important part of the overall risk management framework for any firm. It helps ensure the...
Read More >
31st Jul
Q&As
What degree of reputational risk is needed for a firm to give notice to the Financial Conduct Authority (FCA) under principle 11 and SUP 15.3 of the...
Read More >
31st Jul
Practice notes
Business continuity plan—BCP—lifecycleThis Practice Note Business continuity plan (BCP) lifecycle is designed to help you navigate our BCP Precedents....
Read More >
Produced in partnership with David Gilmore of DG Legal 31st Jul
Precedents
Business continuity plan—BCP—key contacts listPlease note that the information contained in these tables is confidential.BCP management team...
Read More >
Produced in partnership with David Gilmore of DG Legal 31st Jul
Precedents
Business continuity plan—BCP—schedule of testingPlease click for an Excel version of this register.You should test the BCP to ensure it is...
Read More >
Produced in partnership with David Gilmore of DG Legal 31st Jul
Precedents
Business continuity plan—BCP—Training materialsThis presentation has been designed as an aid to train your staff on your Business continuity plan...
Read More >
Produced in partnership with David Gilmore of DG Legal 31st Jul
Precedents
Business continuity plan—BCP—cascade systemNameCallsContact number[CEO OR Senior Partner OR [Head of [Compliance OR Legal OR ][Insert number][Head of...
Read More >
Produced in partnership with David Gilmore of DG Legal 30th Jul
Precedents
Business continuity plan—BCP—risk evaluationRiskImpact(low/medium/high)Likelihood(low/medium/high)Measures already taken to reduce, avoid or transfer...
Read More >
Produced in partnership with David Gilmore of DG Legal 30th Jul
Practice notes
Risk and compliance management—USA—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in USA...
Read More >
2nd Jun
Practice notes
Risk and compliance management—France—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in...
Read More >
2nd Jun
Practice notes
Risk and compliance management—China—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in China...
Read More >
2nd Jun
Practice notes
Risk and compliance management—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in...
Read More >
2nd Jun
Practice notes
Risk and compliance management—Japan—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in Japan...
Read More >
2nd Jun
Practice notes
Risk and compliance management—United Kingdom—Q&A guide 2021 [Archived]This Practice Note contains a jurisdiction-specific Q&A guide to risk and...
Read More >
2nd Jun
Practice notes
Risk and compliance management—Nigeria—Q&A guide 2021 [Archived]This Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance...
Read More >
2nd Jun
Practice notes
Risk and compliance management—Germany—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to risk and compliance management in...
Read More >
2nd Jun

Popular documents