AML & counter-terrorist financing

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
The UK Government has legislated to permit a number of UK authorities to obtain search warrants to 'raid' a business premises. The potential for a...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan
Practice notes
You may apply simplified customer due diligence (SDD) measures in relation to particular business relationships or transactions which you determine...
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9th Nov

Most recent AML & counter-terrorist financing content

Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at the mini training session anti-money laundering...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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6th Dec
Precedents
1General informationReview period[Insert review period]Date of review[Insert date]Person(s) conducting review[Insert name(s)]2DataCriteriaIn the last...
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6th Dec
Precedents
QuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or suspicions of money laundering and terrorist financing?(c) Both (a) and...
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6th Dec
Precedents
The law and red flagsCircle the correct answer.QuestionMultiple choice answers1. What is money laundering?(a) The process through which proceeds of...
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6th Dec
Precedents
QuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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6th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
6th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on AML and counter-terrorist financing...
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6th Dec
Q&As
Government guidance on Certifying a document states:'To certify documents, ask a professional person or someone well-respected in your community (‘of...
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6th Dec
Q&As
You should determine the risk posed by an individual customer as part of your customer due diligence (CDD) measures and your anti-money laundering...
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6th Dec

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