Selected dealers agreement (US IPO)

The following Corporate precedent provides comprehensive and up to date legal information covering:

  • Selected dealers agreement (US IPO)

Selected dealers agreement (US IPO)

[insert name]

[insert name]

[insert name]

Dear [insert text]:

    1. 1

      Registration under the Securities Act 1933, as amended (the Act), of the [insert number] shares of the common stock, par value $[insert amount] per share (the Shares), plus the over-allotment option available to the Underwriters to purchase up to an additional [insert number] Shares, of [insert name] (the Company), as more fully described in the Preliminary Prospectus, dated [insert date], 20[insert year] and in the final prospectus (the Prospectus) which will be forwarded to you, will become effective in the near future. We, as the Underwriters, are offering certain of the Shares for purchase by a selected group of dealers (the Selected Dealers) on the terms and conditions stated herein.

      Authorised Public Offering Price: $[insert amount] per Share.

      Dealers' Selling Concession: Not to exceed $[insert amount] per Share payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any of the Share purchased by any of the Selected Dealers from us and repurchased by us at or below the price stated above prior to such termination.

      Reallowance: You may reallow not in excess of $[insert amount] per Share as a selling concession to dealers who are members in good standing of the Financial Industry Regulatory Authority (the FINRA) or to foreign dealers who are not eligible for

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