Risk management training aid—post-training assessment questions

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Risk management training aid—post-training assessment questions

Risk management training aid—post-training assessment questions

How to use this test

These questions are designed to test your understanding after your attendance at training on our risk management procedures.

After you have completed this test, please return it to [insert name].

General

Name of person completing test[Insert name]
Role[Insert role]
Date[Insert date]

Multiple choice questions

Circle the correct answer.

QuestionMultiple choice answers
1. What is a risk? (a) A hazard
(b) A financial loss
(c) The possibility of an adverse/unwelcome outcome
2. How do we identify risk? (a) Using all available sources, including meeting staff, looking at claims and complaints records, reviewing our regulatory experience, analysing our compliance failure registers and reviewing internal risk reports
(b) By reviewing the SRA Risk Outlook
(c) By reviewing the Risk management policy
3. What should you do if you suspect a new risk has emerged/an existing risk has changed? (a) Follow the Compliance failure policy
(b) Complete an Internal risk

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