Risk data—annual review
Risk data—annual review

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Risk data—annual review

    1. 1

      General information

      Review period[Insert review period]
      Date of review[Insert date]
      Person(s) conducting review[Insert name(s)]
    1. 2


      Number of complaints received[Insert number]
      Number of complaints referred to the Legal Ombudsman (LeO)[Insert number]
      Number of complaints resolved[Insert number]
      Trends/patterns identified[Insert details]
    1. 3

      Indemnity claims

      Number of potential indemnity claims received[Insert number]
      Number of potential claims notified to professional indemnity insurer[Insert number]
      Number of outstanding claims[Insert number]
      Potential global value of outstanding claims[Insert value]
      Trends/patterns identified[Insert details]
    1. 4

      File audit/review data

      Number of file reviews conducted[Insert number]
      Number of files requiring corrective actions[Insert number]
      Trends/patterns identified[Insert details]
    1. 5

      Compliance breaches

      Number of suspected compliance brea
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