Money Laundering Regulations 2017—nominated officer—annual AML and counter terrorist financing report to the board, senior management team or other
Money Laundering Regulations 2017—nominated officer—annual AML and counter terrorist financing report to the board, senior management team or other

The following Risk & Compliance precedent provides comprehensive and up to date legal information covering:

  • Money Laundering Regulations 2017—nominated officer—annual AML and counter terrorist financing report to the board, senior management team or other
  • 1 General information
  • 2 Action points arising from last nominated officer report
  • 3 Executive summary
  • 4 Report
  • 5 Conclusions and recommendations

    1. 1

      General information

      Date of this report[Insert date]
      Date of last report[Insert date]
      Name of person submitting report[Insert name]
    1. 2

      Action points arising from last nominated officer report

      Action pointPerson responsibleStatus
      [Action point][Identify person responsible for this action point (may or may not be the nominated officer)][Status]
      [Action point][Identify person responsible for this action point (may or may not be the nominated officer)][Status]
      [Action point][Identify person responsible for this action point (may or may not be the nominated officer)][Status]
    1. 3

      Executive summary

      This report sets out the following matters:

      1. 3.1

        summary of business operations

      1. 3.2

        nominated officer—details and functions

      1. 3.3

        board member responsible for anti-money laundering (AML) compliance

      1. 3.4

        report on operation of AML and counter-terrorist financing (CTF) systems and controls

      1. 3.5

        conclusions and recommendations

    1. 4

      Report

      1. 4.1

        Summary of business operations

        [Outline the business operations covered by the organisation over the report period, indicating any changes in the services you offer or customer groups you serve and whether these changes have had any implications for your AML and CTF systems and controls]

      1. 4.2

        Nominated officer—details and functions

        1. 4.2.1

          Details

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