Mini training aid—AML—CDD—post-training assessment answers—law firms
Mini training aid—AML—CDD—post-training assessment answers—law firms

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Mini training aid—AML—CDD—post-training assessment answers—law firms

QuestionAnswers
1. Which of these is not part of our client due diligence (CDD) process?(b) Sending the client our anti-money laundering and counter-terrorism financing policy
2. When should you conduct CDD measures on an existing client?(c) When a transaction is inconsistent with your knowledge of the client
3. Which is not a level of client due diligence?(b) Limited due diligence (LDD)
4. On which of these client types must you always conduct enhance

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