Introduction arrangement with separate business: attendance note
Introduction arrangement with separate business: attendance note

The following Practice Compliance guidance note provides comprehensive and up to date legal information covering:

  • Introduction arrangement with separate business: attendance note
  • A: Client details
  • B: The separate business and proposed introduction
  • C: Transparency
  • D: Financial or other interest
  • E: Confidentiality
  • G: Best interests
  • H: Informed consent

A: Client details

Client name [insert client name]
Client number [insert client number]
Matter number [insert matter number]
Matter description [insert matter description]
Fee earner [insert fee earner]
Supervisor [insert supervisor]
Has this client instructed us as a result of a joint publicity exercise with the separate business? Yes/No
If yes, you will have to take extra care at section C to ensure the client understands the difference in regulatory status between us and the separate business and the consequences of those differences, especially if the matter is to be divided with the separate business.

B: The separate business and proposed introduction

Name of separate business [insert name]
Describe the services the separate business will provide to the client