Introduction arrangement with separate business: attendance note

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Introduction arrangement with separate business: attendance note

Introduction arrangement with separate business: attendance note

A: Client details

Client name[insert client name]
Client number[insert client number]
Matter number[insert matter number]
Matter description[insert matter description]
Fee earner[insert fee earner]
Supervisor[insert supervisor]
Has this client instructed us as a result of a joint publicity exercise with the separate business?Yes/No
If yes, you will have to take extra care at section C to ensure the client understands the difference in regulatory status between us and the separate business and the consequences of those differences, especially if the matter is to be divided with the separate business.

B: The separate business and proposed introduction

Name of separate business[insert name]
Describe the services the separate business will provide to the client[insert description of services]

C: Transparency

Is the client acting in the course of their trade, business or profession?Yes/No
If no, the client is a consumer client and you should take into account when explaining the various issue raised in this attendance note, ie take extra care to ensure they understand.
If yes, the client is not a consumer client. You should still consider whether you are dealing with a sophisticated commercial client and take this into account when explaining the various issue raised in this attendance note
Have you explained to the client:
—which activities will be carried out by:
  1. our firm and

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