Insider list—to be submitted by issuer of financial instruments admitted to trading on SME growth market
Insider list—to be submitted by issuer of financial instruments admitted to trading on SME growth market

The following Corporate precedent provides comprehensive and up to date legal information covering:

  • Insider list—to be submitted by issuer of financial instruments admitted to trading on SME growth market

Article 18(1) of the UK Market Abuse Regulation Retained Regulation (EU) 596/2014 (UK Market Abuse Regulation) provides that an issuer or any person acting on an issuer’s behalf or account must draw up a list of all persons who have access to inside information and who are working for them under a contract of employment, or otherwise performing tasks through which they have access to inside information, eg advisers, accountants or credit rating agencies.

An SME growth market is defined in the UK Market Abuse Regulation as a multilateral trading facility that is registered as an SME growth market in accordance with Part 5.10 of the FCA Market Conduct sourcebook. AIM is registered as an SME growth market.

An issuer of financial instruments admitted to trading on an

Popular documents