Director’s questionnaire—secondary offers
Director’s questionnaire—secondary offers

The following Corporate guidance note provides comprehensive and up to date legal information covering:

  • Director’s questionnaire—secondary offers
  • Introduction
  • Questions

Private and confidential

[Insert company name] (Company)

Introduction

Director's questionnaire

For completion by [insert date]

This questionnaire has been prepared in connection with the proposed [placing OR open offer OR rights issue] of [insert amount] ordinary shares of [insert nominal value] pence each in the capital of the Company (Ordinary Shares) and the proposed application for admission of the Ordinary Shares to [listing on the Official List of the Financial Conduct Authority and to trading on the market for listed securities operated by London Stock Exchange plc OR trading on AIM] (Admission).

This is an important document and you should answer all questions truthfully and without omissions. Please answer all questions fully and if insufficient space is provided please provide additional information on a separate sheet of paper duly signed, dated and attached to this questionnaire. If a question is answerable in the negative, please answer 'No'. Do not leave any section blank.

In this questionnaire, the term 'company' includes any company or corporation wherever incorporated and 'director' includes a person in accordance with whose directions or instructions the Company's directors are or were accustomed to act.

Your answers are relevant to the Company's and [insert name of sponsor/nominated adviser]'s decision to proceed with the [placing OR open offer OR