Conflicts of interest—annual review
Conflicts of interest—annual review

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Conflicts of interest—annual review

Conflicts of interest—annual review

A: General information

Date of annual review
Person(s) conducting annual review

B: Data

    1. 1

      Rolling data

      CriteriaIn the last [insert period, eg quarter]In the last 12 months
      Number of suspected conflict issues reported to COLP for a decision on whether we could act (‘reported cases’)
      Number of reported cases where instructions were rejected following review by the COLP
      Number of reported cases where instructions were accepted following review by the COLP (including cases that are now closed)
    1. 2

      Snapshot data

      Number

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