Compliance breach register—law firms
Compliance breach register—law firms

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • Compliance breach register—law firms

Please click for an Excel version of this register.

This Precedent compliance breach register is intended for use by a compliance officer for legal practice (COLP) in a law firm. It can be used to record actual and suspected compliance breaches, which will help you to identify patterns or trends. The

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