CDD beneficial ownership discrepancy report form
CDD beneficial ownership discrepancy report form

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • CDD beneficial ownership discrepancy report form

    1. 1

      Instructions on completing this form

      If during the course of completing CDD checks you discover a discrepancy between the beneficial ownership information the client provides to you and the information on the relevant registers (eg Companies House register) you must complete this form and submit it to the [state who the form should be sent to, eg nominated officer, head of risk, compliance officer]. The [insert, eg nominated officer, head of risk, compliance officer] will then review the information/documentation and make a report to the relevant registrar.

      Regulation 30A of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, SI 2017/692 (MLR 2017) requires that if we find a discrepancy between the beneficial ownership information on official registers (eg Compani

Popular documents