The following Practice Compliance precedent provides comprehensive and up to date legal information covering:
Instructions on completing this form
If during the course of completing CDD checks you discover a discrepancy between the beneficial ownership information the client provides to you and the information on the relevant registers (eg Companies House register) you must complete this form and submit it to the [state who the form should be sent to, eg nominated officer, head of risk, compliance officer]. The [insert, eg nominated officer, head of risk, compliance officer] will then review the information/documentation and make a report to the relevant registrar.
Regulation 30A of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, SI 2017/692 (MLR 2017) requires that if we find a discrepancy between the beneficial ownership information on official registers (eg Compani
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Coronavirus (COVID-19): The guidance detailing normal practice set out in this Practice Note may be affected by measures concerning process and procedure in the civil courts that have been introduced as a result of the coronavirus (COVID-19) pandemic. For guidance, see Practice Note: Coronavirus
What is QOCS?Qualified one-way costs shifting (QOCS) was introduced on 1 April 2013 as part of the Jackson costs reforms following the removal of a claimant’s right to recover additional liabilities from the defendant, ie success fees and after the event (ATE) insurance premiums. The relevant CPR
Source of the doctrine of the separation of powersThe origins of the doctrine are often traced to John Locke’s Second Treatise of Government (1689), in which he identified the 'executive' and 'legislative' powers as needing to be separate.‘… it may be too great a temptation to human frailty, apt to
Produced with input from Rebecca Cousin of Slaughter and May on market practice.This Practice Note summarises the rules and guidance in relation to parties who are, or may be presumed to be, acting in concert for the purposes of The City Code on Takeovers and Mergers (the Code). In particular the
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