An introduction to compliance 2019—law firms—post-training assessment questions
An introduction to compliance 2019—law firms—post-training assessment questions

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • An introduction to compliance 2019—law firms—post-training assessment questions

How to use this test

These questions are designed to test your understanding after your attendance at our training on an introduction to compliance.

After you have completed this test, please return it to [insert name].

General

Name of person completing test[Insert name]
Role[Insert role]
Date[Insert date]

Multiple choice questions

Circle the correct answer.

QuestionMultiple choice answers
1. As a SRA-regulated law firm, what do we have to comply with? (a) UK legislation
(b) SRA Standards and Regulations and Law Society Practice Notes
(c) SRA Standards and Regulations and any other applicable legislation and rules that apply

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