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Practice notes
Approval of promotions This Practice Note explains the process for the approval by authorised of financial promotions under section 21 of Financial...
8th Sep
Practice notes
The financial promotion regime—essentialsWhat is the financial promotion regime?The term ‘financial promotion’ is not used in the Financial Services...
8th Sep
Practice notes
FCA and PRA authorisation under Part 4A of FSMA 2000According to provisions in Part 4A of the Financial Services and Markets Act 2000 (FSMA 2000), any...
8th Sep
Practice notes
Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...
Produced in partnership with Rebecca Kellner of Orrick, Herrington & Sutcliffe and Jacqui Hatfield of Orrick, Herrington & Sutcliffe 8th Sep
Practice notes
Remedies for connected lender liability in consumer creditBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Produced in partnership with Thomas Evans, Barrister of Henderson Chambers 8th Sep
Practice notes
Right of withdrawal from a credit agreementBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Produced in partnership with George Mallet, Barrister of Henderson Chambers 8th Sep
Practice notes
Regulated activities relating to the provision of credit information services and credit referencesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP...
Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 8th Sep
Practice notes
Regulatory reporting requirements for consumer credit firmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
8th Sep
Practice notes
Regulated activities relating to consumer creditBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
8th Sep
Practice notes
Regulated activities—exempt personsUnder section 19 of the Financial Services and Markets Act 2000 (FSMA 2000), a person cannot carry out regulated...
8th Sep
Practice notes
Operating an electronic system in relation to consumer lendingBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 8th Sep
Practice notes
Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 8th Sep
Practice notes
The regulation of high-cost short-term creditBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
8th Sep
Practice notes
Breach of the financial promotion restriction and enforceabilityBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
8th Sep
Practice notes
FCA COBS 4 rules—Putting together financial promotionsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
8th Sep
Practice notes
Unfair relationships under the Consumer Credit Act 1974BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Produced in partnership with Reanne MacKenzie of Henderson Chambers 8th Sep
Practice notes
Regulated activities—credit brokerCredit brokerage under the consumer credit regimeSince April 2014, the regulation of consumer credit in the UK has...
Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 8th Sep
Practice notes
Introduction to debt management and not-for-profit firmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
8th Sep
Practice notes
Shareholder Rights Directive IIShareholder Rights Directive IIThis Practice Note gives an overview of Directive (EU) 2017/828 which amended Directive...
Produced in partnership with Reva Raghavan of Kirkland & Ellis International LLP 8th Sep
Practice notes
Introduction to enforcement in consumer credit casesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Produced in partnership with Rachel Tandy, Barrister of Henderson Chambers 8th Sep

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