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Practice notes
Requirements for the exercise of passporting and Treaty rights in the UKBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of...
15th Sep
Practice notes
EU passporting and Treaty rightsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
15th Sep
Practice notes
Exercising passport rights in the EEA under the Single Market DirectivesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of...
Produced in partnership with Sophie van Wingarden, Senior Associate and Chris Boylan, Associate of Kemp Little LLP 15th Sep
Practice notes
Changing standing dataBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
Produced in partnership with Orrick, Herrington & Sutcliffe 15th Sep
Practice notes
Brexit timelineOn 23 June 2016, the UK held a referendum on its membership of the EU, with a majority voting in favour of the UK leaving the EU. On 29...
15th Sep
Practice notes
Offences under the Money Laundering Regulations 2017 (MLR 2017)Power to make money laundering regulations post BrexitPost IP completion date, the...
Produced in partnership with Michael Potts of PCB Byrne 15th Sep
Practice notes
Financial services outsourcingThis Practice Note examines the outsourcing requirements which apply to firms as set out in:•Commission Delegated...
15th Sep
Practice notes
Special Administration for financial institutionsWhy these Regulations were introducedThe financial crisis, commencing in 2007 and marked notably by...
Produced in partnership with 14th Sep
Practice notes
Key dates for Financial Services—horizon scannerThis Practice Note contains a comprehensive list of key future developments and dates for financial...
14th Sep
Practice notes
EU collection—Financial ServicesThis page collects together Financial Services content that addresses matters of EU law.For information on EU law...
14th Sep
Practice notes
MiFID II requirements on remuneration incentives—SYSC 19FBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
14th Sep
Practice notes
MiFID II organisational requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
14th Sep
Practice notes
FCA supervisory approachBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
14th Sep
Practice notes
The regulatory approach to data security in financial servicesLegislative framework for data securityGeneral Data Protection Regulation The General...
14th Sep
Practice notes
CRD IV/CRR remuneration requirements in the EUThis Practice Note discusses the EU remuneration provisions under the Capital Requirements Directive...
14th Sep
Practice notes
COBS 12—investment research requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
14th Sep
Practice notes
Sustainable finance—horizon scannerThis Practice Note contains a comprehensive list of key future developments and dates related to sustainable...
14th Sep
Practice notes
FCA financial crime guidance: FCG, FCTR and supporting materialsThis Practice Note explains the constituent parts of the Financial Conduct Authority...
14th Sep
Practice notes
Group risk systems and controls requirements PurposeSYSC 12 in the Senior Management Arrangements, Systems and Controls sourcebook (SYSC) in the...
14th Sep
Practice notes
Senior management arrangements, systems and controlsThis Practice Note outlines the requirements of the Senior Management Arrangements, Systems and...
14th Sep

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