Training

View Practice Compliance by content type:

Latest Practice Compliance News

Featured Practice Compliance content

Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
Read More >
9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
Read More >
9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
Read More >
9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
Read More >
9th Nov

Most recent Training content

Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
Read More >
7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your staff on crime prevention.The training materials are customisable.This version of the...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your staff on the new continuing professional development (CPD) regime. From 1 November 2016,...
Read More >
7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
Read More >
7th Dec
Precedents
QuestionCorrect answer1. How many new offences does the Bribery Act 2010 contain? (b) Four2. What is the ‘bribing another person’ offence? (c)...
Read More >
7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents
The law and red flagsCircle the correct answer.QuestionMultiple choice answers1. What is money laundering?(a) The process through which proceeds of...
Read More >
7th Dec
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your staff on the offence of participating in the activities of an organised crime group,...
Read More >
7th Dec
Precedents
Name:Membership number:...
Read More >
7th Dec
Precedents
Name:Membership number:Covering the period from:...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your managers on conducting cancellation rights.The training materials are customisable.This...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your staff on anti-money laundering and counter-terrorist financing.The training materials are...
Read More >
7th Dec
Precedents
This presentation has been designed as an aid to train your staff on your Equality and diversity policy.The training materials are customisable.This...
Read More >
7th Dec
Precedents
The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
Read More >
7th Dec

Popular documents