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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Q&As content

Q&As
Whether you need consent to process the personal data of existing and future clients depends what data you are processing, why and how.Processing...
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29th Mar
Q&As
There is no specific requirement to have a general client-facing privacy policy and a separate website privacy policy. You should, however, satisfy...
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29th Mar
Q&As
Personal data that is subject to a duty of client confidentiality or contained within communications that are considered to be legally privileged may...
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Produced in partnership with Peter Steel of Augury Consulting Limited 24th Mar
Q&As
This Q&A draws on the Information Commissioner’s Office’s (ICO’s) guidance on business-to-business marketing, which may or may not be relevant...
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Produced in partnership with Peter Steel of Bevan Brittan 24th Mar
Q&As
Article 17 of Retained Retained Regulation (EU) 2016/679, UK General Data Protection Regulation (UK GDPR) grants data subjects the right to have their...
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24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects, including providing rights of access, rectification,...
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24th Mar
Q&As
Practice Note: Handling data subject requests explains that you do not have to comply with a data subject access request if doing so means disclosing...
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24th Mar
Q&As
The General Data Protection Regulation provides for enhanced rights for data subjects including providing rights of rectification, erasure and...
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24th Mar
Q&As
Correspondence sent by third parties to a firm in the course of a matter generally belongs to the client, and copies of that correspondence made by...
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24th Mar
Q&As
Article 22(1) of the General Data Protection Regulation (UK GDPR), Retained Regulation (EU) 2016/679gives data subjects the right not to be subject to...
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24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects including providing rights of access, rectification,...
Read More >
24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects including providing rights of rectification, erasure and...
Read More >
24th Mar
Q&As
The Office of Financial Sanctions Implementation (OFSI) maintains two lists of those subject to financial sanctions:•the consolidated list—a list of...
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19th Mar
Q&As
Agent, intermediary or supplier?Your organisation can be held liable for acts of bribery by associated persons.The scope of this definition is broad...
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24th Feb
Q&As
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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24th Feb
Q&As
The requirement for approvalUnder the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR...
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24th Feb

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