Legal News

Trends in financial services enforcement

Trends in financial services enforcement
Published on: 12 January 2017
Published by: Produced in partnership with Peter Bibby and Chloe Pawson-Pounds of Brown Rudnick LLP
  • Trends in financial services enforcement
  • The Enforcement Referral Criteria
  • Background
  • Application of the Enforcement Referral Criteria
  • The strength of the evidence
  • The purpose or goal that would be served by taking enforcement action
  • The factors that determine whether the purposes of enforcement action are likely to be met
  • The FCA's strategic priorities
  • Pensions
  • Financial crime and anti-money laundering
  • More...

Article summary

Financial Services analysis: Peter Bibby, Partner, and Chloe Pawson-Pounds, Associate, both at Brown Rudnick, consider the areas where the FCA is likely to exercise its enforcement powers in the near future. or take a trial to read the full analysis.

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