Legal News

The new prudential regime for investment firms—ten key points to know now

The new prudential regime for investment firms—ten key points to know now
Published on: 29 June 2020
Published by: LexisPSL
  • The new prudential regime for investment firms—ten key points to know now
  • Ten key points to know now
  • 1. What are ‘Class 1’, ‘Class 2’ and ‘Class 3’ firms?
  • 2. Increased capital requirements
  • 3. Liquidity requirement
  • 4. MTF and OTF operators
  • 5. The group capital test and prudential consolidation
  • 6. Environmental, social and governance (ESG) risks
  • 7. Remuneration and governance
  • 8. Third country firms and equivalence
  • More...

Article summary

Financial Services analysis: Partners Ash Saluja and Sam Robinson, Senior Associate Tom Callaby and Associates Yasmin Johal and Maggie Lund of CMS discuss the new prudential regime for investment firms as of 9 June 2020. or take a trial to read the full analysis.

Popular documents