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Should firms be concerned by the FCA’s recent action against RBS?

Should firms be concerned by the FCA’s recent action against RBS?
Published on: 26 July 2013
Published by: LexisPSL
  • Should firms be concerned by the FCA’s recent action against RBS?
  • Original news
  • What is the background to the enforcement action?
  • What are transaction reports?
  • Why did the FCA take enforcement action?
  • What did the FCA say about the breach?
  • Why is this enforcement particularly noteworthy?
  • Should firms be concerned about the outcome in this case?
  • What should lawyers advise their clients?

Article summary

Financial Service analysis: What does a recent fine tell us about the Financial Conduct Authority’s (FCA’s) approach to enforcement action? or take a trial to read the full analysis.

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