Legal News

FCA says brokers failing on client funds arrangements

Published on: 15 June 2022
Published by: Law360
  • FCA says brokers failing on client funds arrangements

Article summary

Law360, London: Some insurance intermediaries, such as brokers, are unable to properly oversee client money arrangements and lack proper plans to ensure an orderly wind down in the event of collapse, the Financial Conduct Authority (FCA) warned. or take a trial to read the full analysis.

Popular documents