Legal News

FCA imposes £624k fine for lapses in financial crime controls

Published on: 30 November 2021
Published by: LexisPSL
  • FCA imposes £624k fine for lapses in financial crime controls
  • Original News
  • Commentary

Article summary

Financial Services analysis: Steve Smith, partner, Ruth Paley, legal director, and Chris Stott, principal associate, of Eversheds Sutherland, analyse the FCA’s action against Sunrise Brokers LLP for serious financial crime control failings. or take a trial to read the full analysis.

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