Legal News

A look of disapproval—the FCA’s new discussion paper on financial promotions rules for high-risk investments and firms approving financial promotions

Published on: 06 May 2021
Published by: LexisPSL
  • A look of disapproval—the FCA’s new discussion paper on financial promotions rules for high-risk investments and firms approving financial promotions
  • Original News
  • 1. Classification of high-risk investments
  • Background
  • Questions by FCA
  • Potential arbitrage relating to SISs
  • RRSs
  • 2. Further segmenting the high-risk investments market
  • Strengthening the process for categorising retail investors
  • Improving risk warnings
  • More...

Article summary

Financial Services analysis: Partners Sam Robinson and Ash Saluja, senior associate Tom Callaby and associates Yasmin Johal and Dil-Veer Kang together with Isabella Ramsey of CMS take a closer look at the Financial Conduct Authority’s (FCA’s) recent discussion paper on financial promotions rules for high-risk investments and firms approving financial promotions. or take a trial to read the full analysis.

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