[354D Information under the markets in financial instruments directive]
[354D Information under the markets in financial instruments directive]

[(1)     The appropriate regulator must give ESMA—

(a)     information about any general difficulties encountered by UK investment firms in relation to their establishment of a branch or their provision of investment services and activities in a country or territory other than an EEA State;

(b)     a return for each calendar year showing aggregated information about all—

(i)     cases dealt with under section 177(2) (failure to comply with information gathering and investigation requirements treated as contempt of court) where the requirement was imposed in connection with the regulator's markets in financial instruments directive functions;

(ii)     convictions for an offence under section 177(3), (4) or (6) where the proceedings were instituted by the regulator in connection with the regulator's markets in financial instruments directive functions;

(iii)     final notices and supervisory notices given by the regulator in relation to the contravention of a markets in financial instruments directive requirement; . . .

(c)     information about any complaint and redress procedures of the kind referred to in [Article 75.1] of the markets in financial instruments directive which are available in the United Kingdom [; and